Export Control News – Office of Research Compliance /research-compliance Guidance and Resources for Research Compliance at the University of Maine Mon, 05 May 2025 18:07:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.5 New Guidance and Process for Physical Exports – Jan. 2025 /research-compliance/2024/12/31/new-guidance-and-process-for-physical-exports-jan-2025/ Tue, 31 Dec 2024 21:21:30 +0000 /research-compliance/?p=7356 The Office of Research Compliance has released new guidance and forms related to Physical Exports (any international transfer or shipment, including hand-carried items) made on behalf of 91.  We will be adjusting our outreach about international travel to point to this guidance as of early January 2025. A communication about the official launch of the new guidance and forms will be sent to all employees in the coming months and we anticipate hosting Q&A sessions later in the semester. In the meantime, we encourage you to review these new resources:

Please contact the Export Compliance team with any questions about physical exports.

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Notice on Foreign Talent Recruitment Programs (FTRP) for 91 and 91 Machias Communities – May 2024 /research-compliance/2024/05/31/notice-for-umaine-and-umaine-machias-communities/ Fri, 31 May 2024 13:00:00 +0000 /research-compliance/?p=6318 The following message was sent via email to all University of Maine employees on May 31, 2024 by the Office of the Vice President for Research and Dean of the Graduate School.

Dear Colleagues,

The federal government has directed the university community to exercise extreme caution related to involvement with Foreign Talent Recruitment Programs (FTRP) due to the concern they may be used by foreign governments to acquire U.S. government-funded scientific research and valuable intellectual property. The  directs federal research sponsors to maintain policies which –

  • require covered individuals to disclose all participation in FTRPs, and
  • prohibit recipients of federal support from participating in any malign FTRPs (MFTRPs).

Federal agencies have started implementing these policies, and researchers may start to see sponsor-specific certifications and/or disclosure requirements when submitting proposals. NSF is requiring this disclosure for proposals submitted on or after May 20th, 2024. The University has established a new guidance page on Foreign Talent Recruitment Programs as a resource for the research community while development of additional guidance and resources, including training, is underway.

A new certification will soon be available in PARS for investigators to complete during the proposal stage to support compliance with these new federal regulations. We encourage you to review the FTRP guidance, and carefully review sponsor-specific requirements as you prepare proposals.

ORA and ORC will host several sessions over the summer and into the fall to discuss the requirements, process and address questions. A communication about these sessions will be sent in the coming weeks.

If after reviewing the new guidance you are unsure whether your program or activity meets the definition of an FTRP or MFTRP, please contact the export compliance team in the Office of Research Compliance at um.export@maine.edu for assistance.

Inquires related to sponsor-specific forms, policies and procedures may be directed to Amy Elliott (amy.elliott@maine.edu) in the Office of Research Administration.

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BIS Expands Sanctions Against Russia and Belarus with Final Rule – April 2022 /research-compliance/2022/04/18/bis-expands-sanctions-against-russia-and-belarus-with-final-rule-april-2022/ Mon, 18 Apr 2022 20:21:26 +0000 /research-compliance/?p=4269 On April 14, 2022, an additional was released in response to the ongoing aggression in Ukraine. The new rule expands license requirements for Russia and Belarus under EAR to all items on the Commerce Control List (CCL).

For further information from ORC regarding U.S. sanctions and export controls in response to Russia’s invasion of Ukraine, see U.S. Sanctions and Export Controls on Russia.

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BIS Issues Final Rule on Sanctions Against Belarus – March 2022 /research-compliance/2022/03/07/bis-issues-final-rule-on-sanctions-against-belarus-under-ear-march-2022/ Mon, 07 Mar 2022 15:17:13 +0000 /research-compliance/?p=4178 On March 3, 2022, the U.S. Department of Commerce’s Bureau of Industry and Security (BIS) issued a  due to the country’s ‘substantial enabling of the Russian Federation’s further invasion of Ukraine.’

For further information from ORC regarding U.S. sanctions and export controls in response to Russia’s invasion of Ukraine, see U.S. Sanctions and Export Controls on Russia.

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New U.S. Export Controls and Sanctions against Russia – March 2022 /research-compliance/2022/03/02/new-u-s-export-controls-and-sanctions-against-russia-march-1-2022/ Wed, 02 Mar 2022 19:32:35 +0000 /research-compliance/?p=4164 The U.S. government has recently implemented a “sweeping series of stringent export controls” and expansive sanctions against Russia in response to Russia’s invasion of Ukraine. More details can be found at: U.S. Sanctions and Export Controls on Russia.

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Important Regulation Change: DJI Drones – Feb. 2021 /research-compliance/2021/02/02/important-regulation-change-dji-drones-feb-2021/ Tue, 02 Feb 2021 21:00:00 +0000 /research-compliance/?p=6336 The following message was sent via email to all University of Maine employees on Feb. 2, 2021 by the Office of the Vice President for Research and Dean of the Graduate School.

Dear members of the University of Maine and University of Maine at Machias communities,

This notice is to alert you that a recent change under U.S. Export Control Regulations may impact users of DJI drones. Effective December 18th, 2020, and will no longer be permitted to receive US exports controlled under the Commerce Department’s Export Administration Regulations without a license. The key impact to users of DJI drones is that interaction with, or export to, DJI may require an export license. Therefore, any planned interaction with DJI needs prior review and approval by the export control team in the Office of Research Compliance, including any customer service or repair calls. Users should also review their DJI drone settings to ensure the drone is not set by default to send data to DJI (this export of data to DJI servers could potentially result in a significant fine, up to $1,000,000 per violation).

While this regulatory change does not prevent DJI drones from being sold and purchased in the U.S., and 91 personnel who use DJI products are not required to discard them at this time, it is important for users to be aware of this significant regulatory change and work closely with the Office of Research Compliance before interacting with, or exporting items or data to, DJI. Please direct questions and requests for review to um.export@maine.edu.

Sincerely,
Amanda Ashe

Amanda Ashe, CRA, ECoP® – EAR/ITAR
Director of Research Compliance
Export Control Officer
Office of Research Compliance

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